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Fields marked with * are mandatory
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Personal Data
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Last Name *: |
First Name *: |
Gender *: |
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Place of Birth
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Date of Birth (dd/mm/yyyy)
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Italian Tax Code :
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Citizenship
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I agree that DIRECTA will provide me with an Italian Tax Code in case already |
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Your ID
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Address
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Address
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Street Number
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ZIP Code *: |
City
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Country *:
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Country of Tax Residence
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Tax identification number:
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Contact Info
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Mail Address
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Bank Account for Depositing Money and Securities
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Please provide the Bank Account Number where you wish to wire Securities upon your request.
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First Access Password*
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Please indicate a Password for your first login
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We kindly remind you to change the above indicated password at the first login.
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Commission Plan*
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Directa Document Delivery Preferred Method and Corresponding Costs.*
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Please select the execution confirmation report delivery method:
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Please select the Statement of Account delivery method:
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Trading in Derivative Instruments or on Margin (Long/ Short)
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Anti Money Laundering Information
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Based on current regulation ( Decreto Legislativo 90/17 art.18),
in order to achieve a comprehensive knowledge on our customers, we are bound to ask you information about your occupation and on the purpose of your relationship with our company.
We kindly remind you to comply with the current regulation the customer shall supply and update all requested information on a regular basis (art.22).
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INVESTMENT APPROPRIATENESS INFORMATION
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In order to better evaluate the Appropriateness of the Investment regarding the knowledge and the risk associated with
the investments the customer chooses to make, we are duty-bound by the existing laws to ask you some
information, even sensitive ones, relating to your personal privacy.
Please feel free to contact us if you need further information or details.
Information for Appropriateness Evaluation
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a) Former experience on services, investment and financial instruments
a.1 Financial instruments
I never made any investment in financial instruments.
I invested in one or more of the following financial instruments (please put a check mark on one or more of the following):
Stocks
Bonds, Government Securities and the likes
Mutual, Pension and Insurance Funds, ETF and the likes.
Derivatives (Options and Futures), Warrant, Covered Warrant, Invest.Certificates
a.2 Banking and Financial Services
Until today I used the following services:
General Banking Services
Asset Management
Online Trading
b) Nature, Size and Frequency of the Financial Operations
b.1 Nature of the operations
I pursue the following objectives when choosing a financial instrument.
Capital preservation and slow growth.
Fast Capital growth even facing relevant risks.
Fast Capital growth even facing the risk of losing more than the amount invested (as it may occur using speculative instruments such as derivatives, margin trading, short selling and the likes).
b.2 Size of the Operations
I usually invest in stocks a percentage of my assets equal to:
0 - 10% of my assets
10 - 30% of my assets
more than 30% of my assets
I usually invest in derivatives a percentage of my assets equal to:
0 - 5% of my assets
5 - 15% of my assets
more than 15% of my assets
b.3 Frequency of the Operations
I usually make a monthly number of trades in the following range:
0 - 5
6 -30
30 +
c) Grade Levels and Occupation
c.1 Education
I have the following Academic qualification:
Intermediate school or lower
High School
Graduate
Post Graduate or Master
c.2 Occupation
I am employed (or I have been employed for at least one year in the past) in the banking/financial sector.
YES
NO
d) Additional information that you wish to provide on your financial situation (rough amount in Euro)
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Customer Classification for Market Data Usage
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For the use of the quotations provided by the various Markets the Customer requests to be classified as:
A private "non-professional" user, as he is not using the market data carry out activity involving in those reserved for the promoters, financial advisors, or professional figures from the field
especially, the customer will utilize the data exclusively to manage his own personal investments,and none for commercial use or for providing advice to third parties;
N. B.: The customer accepts from this moment to bear any additional costs and relieves Directa from any charges, in the case where this declaration was to be disputed by the markets.
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a professional user, as he indends to utilize the market data for professional purposes. The usage of these data requires payment of periodical fees
for the professional users, as requested by each market or other data providers.
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The quotation utilization requires the customer:
a) not to redistribute, republish, or provide information to third parties, or on behalf of third parties;
b) to acknowledge the legal and intellectual property rights of the information;
c) to authorize Directa whenever requested by the rightful owner or assignees, to provide his identification data, and the way the information has been used, for the sake of verifying legitimacy
d) to undertake to notify Directa within seven days whenever the circumstances comfirmed in this declaration were to be missed.
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Directa Agreement Delivery Method
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Please select the agreement delivery method:
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Notes
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Information for our Offices:
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Survey
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We kindly ask for your cooperation in order to improve our services and marketing efforts. Thank you in advance for your help.
How did you get to know Directa? (multiple answers are accepted)
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Do you have any previous knowledge or experience in online trading?
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Can you please define your knowledge about the financial markets?
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PRIVACY Policy
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(last update Mar. 30th 2012)
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